Your Best Compliance Partner Could Be Your Tech Platform

In Digital Wealth News, Dr. Andrew Aziz discusses the importance of technology in meeting current regulatory expectations.

In his most recent OpEd, Chief Strategy Officer, Dr. Andrew Aziz, discusses tech platforms as tools that can assist with compliance.

“Because supervision has multiple layers, a chief compliance officer’s job becomes much easier when they can see everything. Therefore, the first thing to look for in a platform is one with an integrated workflow equipped with automated alerts that provides a real-time, top-down view of the firm, including its advisors, the clients, and every household.

Read the full article in Digital Wealth News.